Lisa is the Senior Compliance Officer of Rubicon Capital Advisors, a MiFID investment banking advisory firm. Lisa has 22 years significant regulatory compliance, operational risk and consultancy experience covering asset management and investment banking. For 10 years Lisa carried out Central Bank of Ireland approved functions on behalf of AIFMD and UCITS investment funds while working with Irish consultancy firms advising on governance, risk and compliance. Lisa commenced her banking career with Allianz Global Investors (Ireland) Ltd (formerly Dresdner Bank plc) before joining Coronation Global Fund Managers (Ireland) Ltd as Managing Director overseeing the investment management and regulatory compliance of the South African, Cayman and Irish Fund of Hedge Funds range.
Lisa holds an MSc (Hons) Compliance, Dip (Hon) Financial Services, and B.A. (Hons) Degree from University College Dublin. She is a Fellow of the Compliance Institute, a Licentiate of the Institute of Banking (IOB) and an editorial contributor of the IOB’s professional compliance diploma.